Getting compliance right is the baseline for brokerage firms operating in the capital markets. SEC15c3-5 is designed to help broker-dealers take stock of pre-trade errors and ensure appropriate Safeguards are in place to prevent and mitigate issues related to market access. Read more on why complying with SEC13c3-5 is gaining accelerated focus with the growing need to standardize risk management processes for global brokers. >> https://blog.ionixxtech.com/sec-rule-15c3-5-and-how-it-impacts-brokerage-firms/?utm_source=google&utm_medium=seo&utm_campaign=blog